Singapore, Singapore, Singapore

Compliance Officer/Manager

 Job Description:

Our client is a fund management company (LFMC) by MAS in 2020.

They formed a multi-service mainline of wealth management, asset management, global open product platforms, and Internet finance, providing high-net-worth clients with comprehensive financial services such as wealth management, overseas asset allocation, high-end insurance, and high-end education.


  • Implement and maintain effective compliance framework, policies and internal controls for adherence to MAS requirements
  • Monitor and maintain enterprise-wide risk assessment procedures and AML/CFT & KYC checks on a continual and timely basis
  • Keeping abreast on all regulatory updates & support management and business lines on compliance issues
  • Perform investigations and review suspicious transactions/ alerts. Carry out proper escalations and file Suspicious Transaction Reports (STRs) with relevant authorities as necessary
  • Support any matters related to licensing


    • Experience with local regulations and sound understanding of Payment Service Act, Digital Payment Token (DPT), and KYC/CFT regulations is required
    • Experience and background in AML program implementation in blockchain and global financial services / fintech environment have an added advantage
    • At least 3 to 7 years of compliance experience in a financial institution and holds minimally a Bachelor Degree in Law /Finance/Compliance or any other equivalent qualifications
    • AML accredited from a recognized institution (ACAMS or ICA)
    • Strong verbal and written communication capabilities and is driven with agile problem-solving skills that thrives in ambiguous environment independently

      What's next?

      If you're interested in this role, click Apply To Position or drop an email to [email protected]

      Don Chan
      Senior Consultant

      EA Personnel Number: R1763146
      EA License Number: 20C0292

        Required Skills:

      KYC Licensing Asset Management Financial Services Internal Controls Risk Assessment Checks Insurance Regulations Education Email Finance Communication Business Management

       Salary Package:

      S$ 6,000.00 - 9,500.00 (Singapore Dollar)