Senior Compliance Consultant (DFSA/FSRA Authorised)

Job Title: Senior Compliance Consultant

Location: DIFC, Dubai & ADGM, Abu Dhabi, UAE

Company Overview: Working with multiple Governance, Risk, and Compliance (GRC) consultancies across Dubai International Financial Centre (DIFC) and Abu Dhabi Global Market (ADGM) for multiple levels of Consultant. 

Position Overview: The ideal candidate will have held a DFSA, FSRA, or UK SMF16/17 function in their previous roles, with a strong background in funds, asset management, brokerage, or private wealth. This role will involve providing expert compliance advice, developing compliance programs, and supporting clients in meeting regulatory obligations.

Key Responsibilities:

• Client Advisory: Provide strategic compliance advice to clients in the funds, asset management, brokerage, and private wealth sectors, ensuring they understand and meet regulatory requirements.
• Incorporations: Setting up and incorporating all manner of Financial Services businesses
• Regulatory Expertise: Leverage in-depth knowledge of DFSA, FSRA, and UK regulations to guide clients through compliance challenges and changes in the regulatory landscape.
• Compliance Program Development: Design, implement, and assess compliance programs tailored to clients' specific needs, ensuring effectiveness and alignment with best practices.
• Risk Assessment: Conduct thorough compliance risk assessments, identifying potential vulnerabilities and recommending appropriate mitigation strategies.
• Training and Development: Develop and deliver training programs for clients to enhance their compliance awareness and capabilities across their organizations.
• Audit Support: Assist clients with internal and external compliance audits, providing guidance on findings and recommendations.
• Stakeholder Engagement: Build strong relationships with regulatory bodies, clients, and internal teams to facilitate effective communication and collaboration.
• Industry Insights: Stay abreast of industry trends, regulatory changes, and best practices to provide clients with proactive advice and insights.

Qualifications:

• Proven experience in a compliance role, having held DFSA, FSRA, or UK SMF16/17 functions.
• Strong background in funds, asset management, brokerage, or private wealth management.
• In-depth knowledge of relevant regulations and compliance frameworks in the UAE and UK.
• Excellent analytical and problem-solving skills, with the ability to assess complex situations and provide practical solutions.
• Strong communication and interpersonal skills, with a focus on building and maintaining client relationships.
• Ability to work independently and collaboratively in a fast-paced environment.
• Relevant professional certifications (e.g., CAMS, ICA) are a plus.