Compliance Monitoring & Control Manager, Corporate Banking

Our client, a well-established corporate bank, is looking to hire a Compliance Monitoring & Control Manager for their Hong Kong Branch.

Responsibilities:

• Perform independent reviews and monitoring to ensure compliance with bank's policies and procedures.
• Identify and assess potential non-compliance risks, collaborating with the second line of defense.
• Monitor the effectiveness of risk controls and systems in coordination with the second line of defense.
• Manage and report exceptions, working closely with the first line of defense.
• Investigate and address discrepancies or irregularities.
• Assist in enhancing operational effectiveness through policy drafting and review.
• Support projects involving Derivative, FX, and Investment Products compliance.
• Collaborate with internal and external inspection and audit reviews.

Requirements:

• Bachelor's degree in Business, Finance, or Accounting (or related disciplines).
• Minimum of 5 years of risk control/compliance experience in international banks, securities houses, or Big 4 firms.
• Familiarity with corporate banking products
• Strong understanding of operational processes in the banking industry.
• Strong problem-solving and analytical skills.
• Great communication skills with fluency in English and Cantonese