Compliance Officer - CAL Securities

Key Responsibilities:

• Ensure compliance with external laws, regulations, and requirements across the CAL Group.
• Prepare and submit all regulatory reports, including daily, monthly, quarterly, and ad hoc reports.
• Handle regulatory and internal audits by bodies such as SEC, CSE, FIU, and EY.
• Oversee compliance governance through regular monitoring, reporting, and training. 

• Liaise with external stakeholders including regulators, company secretaries, and handle client complaints.
• Assist in drafting internal compliance policies for the CAL Group.

Role Specification:

• Attorney-at-Law (Preferred)
• Bachelors/ Masters/ Diploma or Certification in compliance, risk management, or finance will be an added advantage.
• Minimum 35 years of experience in a compliance, legal, or regulatory role (preferably within the financial services sector).
• Strong understanding of SEC, CSE, FIU regulations and AML framework.
• Excellent communication and analytical skills.