Junior Transactions Monitoring Officer

Company & Culture

EXANTE is a pioneering wealth tech company that delivers cutting-edge centralized trading solutions and robust B2B financial infrastructure, driving value through innovative technology. Our proprietary trading platform offers seamless access to diverse financial instruments including stocks, ETFs, bonds, futures, and options all within a single, multi-currency account.

We cultivate a culture that transcends the ordinary, where rapid responses to market dynamics and proactive problem-solving are the norm. At EXANTE, the potential to make a meaningful impact is ever-present. Our team members continuously pursue personal and professional growth, empowered to spearhead change across people, processes, and products. True innovation stems from an insatiable desire for improvement, and everyone at EXANTE is committed to fostering this spirit and propelling the company into the future.

As a rapidly expanding global firm with over 600 talented employees from 65 nationalities across 70 locations, we are a frontrunner in the financial sector. Our investment priorities are clear: We prioritize investing in our most valuable asset - our people. Join us in shaping the future of finance.

About the Role

The Junior Transactions Monitoring (TM) Officer is part of the AML & Sanctions Department Team supporting all aspects of the client transactions monitoring and sanctions compliance screening processes. The Junior TM Officer responsibilities includes a variety of tasks, including supporting TM Officers in processing of daily tasks on all aspects of the client transactions monitoring and sanctions compliance screening processes.

Reporting Line: Head of AML & Sanctions

Worksite: Remote / Hybrid

Responsibilities

• Process financial transactions, review of client withdrawal requests, verification of clients SoF/SoW and other required legal documents and associated information in scope of regulatory requirements and internal policies of the Company;

• Monitor end-to-end transaction lifecycles to ensure timely and accurate execution;

• Help to prepare monthly reports on transaction volumes, performance metrics, discrepancies, or irregularities;

• Maintain accurate transaction records and ensure audit trails are complete;

• Monitor clients’ accounts activities and identify suspicious or unusual activities or transactions;

• Participate in projects aimed at automation or increased operational efficiency;

• Resolve and clear alerts in the screening system related to EDD, GWL, and sanctions hits;

• Perform additional duties related to transaction monitoring tasks as assigned.

Qualifications

• Higher education

• Experience in AML/KYC is considered an advantage

• Fluency in English

• Ability to multitask and manage the deadlines

• Proactivity, adaptability, and self-motivation

• Accountability for assigned tasks and projects

Personality / Mindset

• Integrity & loyalty

• Team player with advanced communication and collaboration skills

• A hands-on, can-do attitude - always looking for solutions and thinking out of the box

• Overachiever mentality

• The capability to work and succeed in the fast-paced and ever-changing environment

We Offer*

• Competitive salary

• Corporate benefits (choose your preferred options)

• Truly inspiring culture, pleasant and informal work environment

• Ongoing education & training programs

• Opportunity to network and connect in the Corporate Events

• Global career opportunities

*Benefits/perks can vary depending on the nature of your employment with the company and the country where you work.

EXANTE was created by a group of disruptive technology experts. With an impressive track record in the industry and knowledge of the markets, our systems are built to democratize access to global financial instruments for professional traders and institutional investors.