Financial Planner

 Job Description:

Our client is a comprehensive financial planning firm committed to helping clients improve their long-term financial success. They are seeking a Financial Planner to join their team. This position will support a Lead Financial Advisor, with a growth path to directly leading client relationships.

Responsibilities:

  • Prepare Financial Plans Through eMoney

  • Process new account paperwork

  • Resolve routine and complex client service issues in a thorough and expeditious manner, utilizing sound judgment with an emphasis on courtesy and communication

  • Leading weekly team meetings

  • Heavy client interaction

  • Working with firms trader for performing trade, rebalancing, and distribution requests

  • Track and manage all aspects of asset movement

  • Maintain comprehensive knowledge of, and interact with, the multiple investment management platforms

  • Maintain strong working relationship with financial planning team

  • Keep the practice up to date on all compliance activities

  • Manage onboarding process with new clients including communication

  • Coordinate activities with firms service team regarding specific tasks

  • Manage teams client data base systems/CRM (Redtail)

Qualifications:

  • Bachelors degree

  • Series 7 & 66 & 6 & 63 Licenses

  • 3+ years of experience in financial services support or operations role.

  • CFP designation

  • Familiarity with LPL's platform, Albridge Solutions, eMoney, DocuSign, Excel Spreadsheets are a plus.

  • Excellent oral and written communication skills.

  • Ideal candidate is extremely well organized and detail oriented.

  • Must be client-oriented and eager to provide great customer service.

  • This person must be a team player, and able to work well with the firms general service team.

Benefits:

  • 401(k)

  • 401(k) matching

  • Employee discount

  • Health insurance

  • Paid time off

  • Professional development assistance

  • Retirement plan

Salary:

Base salary (commensurate with experience), $90k-$125k+

**This firm is located in San Jose, CA, but we are open to qualified remote candidates, preferably based on the West Coast.