Job Openings Senior Compliance Manager, Investment & Insurance (Banking)

About the job Senior Compliance Manager, Investment & Insurance (Banking)

A fast-growing China-based Bank in Hong Kong is looking for a high-calibre Compliance Manager, looking after regulatory compliance issues on Investment & Insurance Products.


  • Provide regulatory advice and guidance on rules and regulations focus on Investment and Insurance
  • Collaborates with other business units to review compliance issues in order to address and meet regulatory or business changes
  • Develops, reviews and enforces the compliance programmes in accordance with the policies and guidelines of the bank and regulatory bodies
  • Conducts regular compliance reviews, complaint investigations and internal compliance training
  • Liaise with regulators, including HKMA, SFC and IA, etc, handle regulators enquiries and information request


  • Degree holder in Business Administration, Finance, Business Law or related disciplines
  • 6-8 years banking experience in Investment and Insurance compliance
  • Exposure in China financial institutions with relevant compliance experience is highly preferable;
  • Substantial knowledge in regulatory requirements relating to banking industry
  • Analytical, proactive, strong organization skills and good team player
  • Proficient in both spoken and written English and Chinese, fluent in Putonghua is a plus
  • Candidates with less experience will be considered as Manager

Interested parties please send your resume in word format with current & expected salary and notice period to For details, please feel free to contact Dickson at 5428 7949.