Assistant Manager - Compliance

WE ARE HIRING: Assistant Manager Compliance

Roles and Responsibilities:

• Ensure that the first line functions are adhering to the requirements under AML program by
• conducting compliance reviews based on annual compliance plan.
• Rollout risk and compliance programs for sales distribution channels.
• Plan and conduct annual review & assurance program for sales distribution channel.
• Advise CRO on the gaps pertaining to risk and compliance program and devise action plans to
• mitigate the identified gaps.
• Identify geographies, locations, branches, ADOs etc which are vulnerable for sales/ ethical
• misconduct and conduct focused reviews on a frequent basis.
• Facilitate training for distribution channels to create awareness on risk and compliance
• requirements such as AML, Sales Compliance & Fraud risk mitigation.
• Conduct surprise onsite inspections to review the processes & procedures.
• Peer review of all FIU submissions carried out through Go AML system.
• Conduct testing on the parameters and accuracy of the Nice Actimize system and Amelia
• system.
• Support Investigation team on specific investigation reviews on identified wealth planners and
• report to CRO.

Minimum Job Requirements:

• A degree in Finance/ Accountancy/ Business Management.
• Qualification in AAT, Part Qualification in CIMA, CGMA.
• Minimum 04 years experience in compliance, internal auditing, finance or distribution.
• Good command of both oral and written English.
• Good team player who is committed to achieve results.
  

Ready to take your career to new heights?

We're InTalent Asia, your go-to recruitment partner in Sri Lanka, and we've got an exciting opportunity for you! Our client is looking for a dynamic individual to fill the role of Assistant Manager Compliance

At InTalent Asia, we're not just recruiters; we're here to architect your career success. Join us in the journey of matching your skills with unparalleled opportunities.



Apply now and see how you can be the perfect fit for this exclusive position!



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