Job Openings Assistant Compliance Officer (FAIS/AMI/FICA)

About the job Assistant Compliance Officer (FAIS/AMI/FICA)

Our client is looking for an Assistant Compliance Officer to join their team

Permanent I Cape Town

Minimum requirements
• Relevant tertiary qualification
• Postgraduate Diploma in Compliance Management 
• Three (3) years compliance experience in an asset management
environment
• Good working knowledge of FAIS, AMl & FICA and other related
legislation
• Strong working knowledge and application experience of Financial
Markets Legislation
• FSCA Approved Compliance Officer for Cat II would be an
advantage
• Investment and financial industry experience (A Must)