Financial Compliance Specialist

E-Payment, Online Lending & Insurance Platform

Location

Bangkok, Thailand

Budget

50K-70K

Job Responsibilities

• Implement and manage an effective compliance program relating to e-Payment, lending, non-life insurance brokerage, and/or mutual fund brokerage businesses.
• Advise teams on regulatory-related matters.
• Review documents for submission to regulators, e.g., BOT, OIC, AMLO.
• Formulate, review and maintain policies and guidelines under compliance responsibility up-to-date.
• Handle complaint cases and any requests from regulators.
• Liaise with both regulators and other departments on compliance related matters.
• Coordinate and follow up with the responsible units for information and documents requested by regulators
• Fulfil regulatory reporting obligations complying with the laws and regulations.
• Keep monitoring all related laws and regulations.

Qualifications

• Bachelors or higher degree in Law or related fields.
• At least 3 years' experience in Banking Compliance or Financial Regulatory.
• Have expertise and experience in specific regulations applicable to financial sectors (e.g. BOT, OIC, SEC, or AMLO).
• Strong analytical and problem-solving experience on legal and compliance issues.
• Flexible on work scope and ability to handle multiple tasks.
• Excellent English language skills.