About the job Regulatory Operations Specialist (Trade & Transaction Regulatory Reporting)
Job Title: Regulatory Operations Specialist (Trade & Transaction Regulatory Reporting)
Job Location: London, UK
Job Location Type: Hybrid
Job Contract Type: Contract
Job Seniority Level: Mid-Senior level
Regulatory Operations Specialist (Trade & Transaction Regulatory Reporting)
Start Date: ASAP, for 6 months initially, could potentially extend
Location: Central London Hybrid
Working Hours: Monday to Friday 9am to 5.30pm
We are currently looking for an experienced Regulatory Operations Specialist with at least 2 years Trade and Transaction Regulatory reporting experience (ideally within your field of expertise), within at least one of the key regulations listed below:-
Must have at least 2 years Trade and Transaction Regulatory reporting experience (ideally within your field of expertise), within at least one of the key regulations listed below:-
UK/EU Regulations:
- MIFID Article 26 (Transaction Reporting)
- EMIR Article 9 (Trade Reporting)
- Securities Financing Transactions Regulation (SFTR Reporting)
North American Regulations:
- CFTC (Part 43/45)
- Securities Based Swap Dealer Reporting (SEC 901/902)
APAC Regulations:
- MAS
- HKMA
- ASIC
Responsibilities
- Analysing and understanding of the regulatory technical requirements
- Implementing and/or running of BAU controls
- Exceptions management and issue prioritisation
- Management Information, design, build and reporting
- Governance and oversight of Trade and Transaction Reporting
- Testing releases
- Risk Control Self Assessment
This job is curated by Lifelancer.
Lifelancer is a talent-hiring platform in Life Sciences, Pharma and IT. The platform connects talent with opportunities in pharma, biotech, health sciences, healthtech and IT domains.
Please apply via Lifelancer platform to get connected to the application page and to find similar roles.