Compliance Analyst - Data and Reporting (Asset Management)

Our client is a Swiss Heritage Wealth & Investment Banking Advisor base in Hong Kong. 



Title: Compliance Data & Reporting Analyst (HKD30-40K/m)

Reporting Line: Head of Compliance

Team Structure: a team of 4



Roles and Responsibilities

• Handle and maintain confidential Client documentation & entering data into databases;
• Understand and implement of KYC standards, guidelines, policies, and procedures;
• Compare & contrast differences within KYC records, highlight and escalate any
• discrepancies;
• Contribute to the digitalisation & optimisation of the numerous workflows;
• Review Client data & processes to ensure it meets firm-wide quality standards;
• Assist in new initiatives for process streamlining, system enhancement and compliance efficiencies;
• Demonstrate commitment to regulatory requirements and guidelines with a high level of ethical standard and integrity

Requirements

• 3-4 of relevant professional experience, either in an AML or Compliance
• function for a financial regulated firm or a major accounting/audit firm;
• Strong research, analytical and comprehension skills, with ability to analyse large amounts of
• data;
• Knowledge of CRS & FATCA is a plus;
• Ability to maintain high standards at all times and complete work within deadlines;
• Full working proficiency in English, additional language (Mandarin/Cantonese, French, German or Italian is a plus); and
• Proficiency in Microsoft Office (Excel, Power Point, Word).