PRINCIPAL RESPONSIBILITIES:

• Be responsible for the attainment by  the subsequent review and in principle approval of all due diligence (in line with AML and CFT legislation) and tax transparency
• documentation and data (in accordance with FATCA and CRS obligations) (collectively
• CDD) on funds and related structures serviced, together with their investors and shareholders;
• CDD is initially collated on each new entity at the take-on / establishment of the structure and on investors at the point each becomes an investor. In addition, on-going reviews are undertaken on a risk based periodicity;
• Attain the necessary CDD documentation and data to meet regulatory requirements, liaising with the client service teams and / or the client / investor directly as appropriate. 
• Review the CDD documentation and data and prepare the appropriate checklists, satisfying yourself that all requirements have been met (or highlighting any discrepancies) before passing to an Director for review and approval: the file then requires final review and sign-off by the Director of Funds Governance;